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: Securities Law Prof Blog

SEC Brings First Enforcement Action for Proxy Voting Rule Violations

By Securites Lawprof

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The SEC charged West Palm Beach, Fla.-based INTECH Investment Management LLC and its former chief operating officer David E. Hurley with violating the SEC's proxy voting rule for investment advisers by not sufficiently describing its proxy voting policies and procedures...

Full post as published by Securities Law Prof Blog on May 12, 2009 (boomark / email).

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