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: Securities Law Prof Blog

SEC Charges Attorneys with Running a "Rule 144 Legal Opinion Mill"

By Securites Lawprof

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The SEC filed a complaint in the United States District Court for the Northern District of Georgia against Albert J. Rasch, Jr. ("Rasch") and Sandra B. Masino ("Masino") of Costa Mesa, California, Kathleen R. Novinger ("Novinger") of Cypress, California, and...

Full post as published by Securities Law Prof Blog on May 05, 2009 (boomark / email).

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