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: Securities Law Prof Blog

Jury Exonerates Broker in CTT Manipulation Case

By Securites Lawprof

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A jury in the federal district court for the District of Connecticut on March 3, 2009 returned a verdict in favor of Richard A. Kwak, a former registered representative of a broker-dealer in Rancho Bernardo, California. The SEC charged Kwak...

Full post as published by Securities Law Prof Blog on March 05, 2009 (boomark / email).

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