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: Securities Law Prof Blog

Former Employees at Leumi and Oppenheimer Settle Order Flow Allegations

By Securites Lawprof

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The SEC settled charges alleging that two former registered representatives, Victor P. Machado, a former fixed income trader at two related entities, Leumi Investment Services Inc. ("LISI"), a registered broker-dealer, and Bank Leumi USA ("BLUSA") (collectively "Leumi"), and Frank Lu,...

Full post as published by Securities Law Prof Blog on February 24, 2009 (boomark / email).

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