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Academic
: Securities Law Prof BlogFINRA Fines Robert W. Baird & Co. for Fee-Based Accounts Violations
By Securites Lawprof
Full post as published by Securities Law Prof Blog on February 18, 2009 (boomark / email).
Robert Fresh Markets Win $21.6 Million Insurance Lawsuit
Robert Fresh Groceries Wins $21.6 Million Katrina Insurance Lawsuit
UAB Health System and Franklin Collection Service
allegedly violated the RICO Act in collection practices on delinquent patient accounts.
EPA Violations
Riverside Cement to pay $384,000 for air quality violations.
City of Fargo To Pay for Excessive Traffic Fines
City of Fargo To Pay for Excessive Traffic Fines
Search Engine Optimization Claims
Web based company pays over $150,000 settlement in Internet lawsuit.
LCD Manufacturers
to Pay $585 Million in Price-Fixing Fines

FINRA Fines 19 Firms a Total of $2.8 Million for Inaccurate Advertised Trade Volume Information
FINRA, Formerly NASD, Gets Serious About Enforcing Fines
FINRA Fines J. P. Morgan Securities $500,000
Douglas Baird on Proposed GM Bailout
FINRA Fines Oppenheimer $4.5 Million for Market Timing
FINRA Issues Guidance on Unregistered Resales









