Local Law Blogs

What Brokers Should Know Before They Go

Brian A. Carlis, Shareholder and member of Stark & Stark's Securities group, was quoted in the January 9, 2009 Morningstar article, PRACTICE MANAGEMENT: What Brokers Should Know Before They Go.

Mr. Carlis comments on what brokers should and should not tell clients, colleagues and managers about their departure, if and when it's been decided. More often than not, secrecy is most important when brokers make the decision to move firms, or go out on their own.

You can read the full article here.

Full post as published by New Jersey Law Blog on January 15, 2009 (boomark / email).