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: Securities Law Prof Blog

SEC Settles Insider Trading Charges in Connection with PIPES offering with Hedge Fund Analyst

By Securites Lawprof

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The SEC settled charges that Brian D. Ladin, a former analyst for Bonanza Master Fund Ltd. ("Bonanza"), a Dallas-based hedge fund, engaged in unlawful insider trading in connection with a 2004 "PIPE" (an acronym for private investment in public equity)...

Full post as published by Securities Law Prof Blog on October 20, 2008 (boomark / email).

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