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Academic

: Securities Law Prof Blog

SEC Administrative Orders On NYSE Specialist Interpositioning Cases

By Securites Lawprof

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The SEC issued three separate Orders Making Findings and Imposing a Cease-and-Desist Order Pursuant to Section 21C Securities Exchange Act of 1934 as to Todd J. Christie, Kevin M. Fee, and Thomas J. Murphy, Jr., and an Order Dismissing Administrative...

Full post as published by Securities Law Prof Blog on October 16, 2008 (boomark / email).

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