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: FinancialCounsel

UBS Securities Continues To Face Problems Subsequent To The ARS Settlement Announcement With Attorney General Cuomo

By James Eccleston

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Subsequent to the filing of the New York Attorney General's complaint against UBS Securities, UBS Securities reached a settlement with Attorney General Cuomo. In this settlement, UBS has agreed to return over $11 billion to investors across New York state and the nation.  That said, UBS continues to face problems.  Subsequent to that announcement, New Hampshire securities regulators accused a division of UBS of urging a non-profit student lender to continue issuing auction-rate securities even though the Swiss bank knew that the market for them was on the verge of collapse.

Full post as published by FinancialCounsel on August 21, 2008 (boomark / email).

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