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: Securities Law Prof Blog

Scottrade Settles SEC Charges On Best Execution

By Securites Lawprof

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The SEC charged St. Louis-based broker-dealer Scottrade, Inc., for fraudulent misrepresentations it made to customers relating to the firm's execution of their Nasdaq pre-open orders, which are placed after the day's market close to be executed at the next market...

Full post as published by Securities Law Prof Blog on June 24, 2008 (boomark / email).

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