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Academic
: ConglomerateDoes SOx Protect Mutual Fund Whistleblowers?
By Gordon Smith, Christine, Hurt, Vic Fleischer, Fred Tung, Lisa Fairfax, David Zaring
The idea will no doubt send shudders through the sleepiest corners of the securities industry. But the Globe reports that the question is being litigated as we speak.
While we're rounding up, thanks to the indispensible Securities Mosaic, I've learned in a busy week about just how bad UBS has it, with jailings and $37 million paybacks. And how Prawfsblawg is going for laughs re: contract law and professoring...
Full post as published by Conglomerate on May 10, 2008 (boomark / email).
Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.
The Reserve Fund's Primary Fund
401(k) / ERISA Stock Fraud
The Reserve Fund's Primary Fund
RFIXX
US Army Corps of Engineers
Class action dismissed for allegedly failing to protect New Orleans from the levee breach.
Racist Voicemail
Stamford Board of Education pays student $37,500 settlement after failing to protect her from racial discrimination.
Washington Mutual Bank Collapse
May File for Bankruptcy
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