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: Securities Law Prof BlogFINRA Settles Mutual Fund Sales Violations Against Five Securities Firms
By Securites Lawprof
Full post as published by Securities Law Prof Blog on February 28, 2008 (boomark / email).
Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.
Consumer Funding
BlueHippo Funding agrees to set up $5 million restitution fund after modifying its computer sales program.
Coca-Cola Co.
has agreed to pay $137.5 million to settle a securities lawsuit claiming the company artificially inflated sales to boost its stock price.
Evergreen
Wachovia, Settle Securities Allegations over Ultra Short Opportunities Fund
Northwestern Mutual
Settles Class Action for $92 Million
Grubb & Ellis
alleging violations of fiduciary duties to shareholders and securities laws.
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