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Academic

: Securities Law Prof Blog

FINRA Seeks Comments on Debt Research Reports Concept Release

By Securites Lawprof

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FINRA recently requested comment on a Concept Proposal to Identify and Manage Conflicts Involving the Preparation and Distribution of Debt Research Reports. According to the Executive Summary: FINRA seeks comment on a concept proposal to apply objectivity safeguards and disclosure...

Full post as published by Securities Law Prof Blog on March 19, 2011 (boomark / email).

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