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: FinancialCounselFINRA Outlines Regulatory Priorities To Protect Investors
By James Eccleston
Recently, Richard Ketchum, The Chairman and CEO of FINRA (the Financial Industry Regulatory Authority), discussed how FINRA seeks to protect investors from fraud and other wrongdoing. Let's discuss two of the principal areas that he covered: the enhancement of FINRA's examination programs and its broadened new investment product review.
Full post as published by FinancialCounsel on June 10, 2010 (boomark / email).
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