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: Securities Law Prof Blog

Republican Law Makers Want to Put the Brakes on Fiduciary Duty Obligation

By Securites Lawprof

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Republicans on the House Financial Services Committee call on SEC Chair Schapiro to slow down on considering any rule to extend the investment adviser's fiduciary duty to broker-dealers. They call for more rigorous analysis and a cost-benefit analysis to justify...

Full post as published by Securities Law Prof Blog on March 18, 2011 (boomark / email).

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