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Taxation & Estate Planning
: TaxProf BlogWeisbach & Galle: The Regulation of Tax Advice and Advisers
Full post as published by TaxProf Blog on March 17, 2011 (boomark / email).
Stock Market Losses
alleging bad financial advice and conflicts of interest.
Stockbrokers and Financial Advisers
alleging careless mistakes or intentional fraud.
John Vermillion and Associates LLC et al.
allegedly misrepresented themselves as qualified financial advisers to sell living trusts and exploit senior citizens.

NASAA Proposes Model Rule on Registration and Reporting Requirements for Advisers to Private Funds
House Defeats Amendment Subjecting B-D Investment Advisers to FINRA Regulation
Dodd Punts on Harmonizing Regulation of Investment Advice Providers
Metcalf & Weisbach on Carbon Tax Design
Galle on the Health Care Individual Responsibility Requirement & the Taxation Power
Registration of Investment Advisers








