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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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Connecticut Revises Electronic Form D Policy

The Connecticut Department of Banking's policy on electronic Form D for SEC Rule 504, 505 and 506 offerings has been revised to no longer require the filing of SEC-filed Form D amendments with the Department of Banking because the amendments are viewable online.

For the entire revised electronic Form D policy, please see here.

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Full post as published by Jim Hamilton's World of Securities Regulation on March 11, 2010 (boomark / email).

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