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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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Kentucky Increases Certain Investment Company Notice Filing FeesThe fee for investment companies registered under the 1940 Act whose notice filings are made or become due for renewal on or after June 1, 2009 is increased to $1,000 (from $500) if the notice filing contains more than one fund, portfolio, class or series. The fee for investment companies registered under the 1940 Act whose notice filings are made or become due for renewal on or after June 1, 2009 remains at $500 if the notice filin read more

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Full post as published by Jim Hamilton's World of Securities Regulation on June 11, 2009 (boomark / email).

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