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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

Federal Securities Act of 2008 Impacts Blue Sky LawThe new federal Securities Act of 2008 impacts Blue Sky law in the following ways:Secs. 4 and 5(a) of the Act (pp. 10-12) amend 1933 Act Sec. 18(b)(1) to: (1) delete the reference in Sec. 18(b)(1)(A) to the National Market System of the Nasdaq Stock Market (so that securities listed or authorized for listing on any of the Nasdaq tiers will be "covered securities" without need for SEC rulemaking under Sec. 18(b)(1)(B)); (2) add a qualifier to Sec read more

Full post as published by Jim Hamilton's World of Securities Regulation on September 22, 2008 (boomark / email).