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Corporate & Securities Law

: Jim Hamilton's World of Securities Regulation

By Jim Hamilton

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SEC Official Defends Regulation of Investment Banks; But Says Legislation NeededIn the wake of the collapse of Bear Stearns and in the face of calls for a market stability regulator, the SEC Director of Market Regulation Erik Sirri noted changes that the Commission has made to its consolidated supervised entity (CSE) regime for investment banks. In testimony before the Senate Securities Subcommittee, he said it was imperative that Congress legislate how and by whom large investment banks should read more

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Full post as published by Jim Hamilton's World of Securities Regulation on June 20, 2008 (boomark / email).

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