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: Securities Law Prof Blog

Ulticom and Former Executive Settle Backdating Charges with SEC

By Securites Lawprof

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The SEC today filed settled civil charges against Ulticom, Inc. and a former executive, Lisa M. Roberts, for two separate fraudulent schemes, involving improper options backdating practices and certain improper accounting practices. The Commission's Complaint against Ulticom alleges the misconduct...

Full post as published by Securities Law Prof Blog on June 18, 2009 (boomark / email).

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