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: Securities Law Prof Blog

SEC Settles Late Trading Charges with Ritchie Capital

By Securites Lawprof

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The SEC settled an enforcement action against a hedge fund, its investment adviser, its founder and CEO, and two employees for their roles in an illegal late trading scheme. The SEC charged hedge fund Ritchie Multi-Strategy Global Trading Ltd. and...

Full post as published by Securities Law Prof Blog on February 05, 2008 (boomark / email).

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