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Academic

: Securities Law Prof Blog

SEC Settles Fraud Charges Against Hedge Fund Adviser

By Securites Lawprof

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On March 2, 2010, the SEC settled administrative charges against Sharath Sury (Sury), the former Chief Executive Officer of S4 Capital, LLC, and against S4 Capital, LLC (S4 Capital), an investment adviser registered with the Commission. The SEC alleged that...

Full post as published by Securities Law Prof Blog on March 02, 2010 (boomark / email).

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