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: Securities Law Prof Blog

SEC Sets Aside PHLX Sanction for Member's Refusal to Pay Litigation Expenses

By Securites Lawprof

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The SEC set aside an order of fees, expenses and sanctions imposed by the Philadelphia Stock Exchange, Inc. against Richard B. Feinberg. The PHLX had ordered Feinberg to pay $464,418.51 incurred by the PHLX in connection with a lawsuit Feinberg...

Full post as published by Securities Law Prof Blog on March 13, 2009 (boomark / email).

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