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: Securities Law Prof Blog

SEC Obtains Emergency Asset Freeze Against Broker Charged with Attempting to Move Assets Offshore

By Securites Lawprof

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On June 17, 2009, a federal district court in Manhattan granted the SEC?s application for an emergency asset freeze against Guillermo David Clamens, FTC Capital Markets, Inc., a registered broker-dealer he controls, (?FTC?), and FTC Emerging Markets, Inc. also d/b/a/...

Full post as published by Securities Law Prof Blog on June 22, 2009 (boomark / email).

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