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: Securities Law Prof Blog

SEC Inspector General Investigated Allegations of Misconduct at Boston Regional Office

By Securites Lawprof

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Under the heading "frequently-requested" FOIA documents," the SEC website posted a heavily redacted report from the SEC's Inspector General concluding a preliminary inquiry into charges brought by a former Putnam employee that the SEC's Boston office engaged in misconduct and...

Full post as published by Securities Law Prof Blog on January 07, 2010 (boomark / email).

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