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: Securities Law Prof Blog

SEC Inquiry on Possible Front-Running at Merrill

By Securites Lawprof

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More trouble for Merrill Lynch? The SEC is investigating whether employees at Merrill Lynch engaged in "front-running" -- the illegal practice of placing trades for the bank's own trading account ahead of customers' orders. One investigation focuses on orders placed...

Full post as published by Securities Law Prof Blog on January 14, 2008 (boomark / email).

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