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Academic

: Securities Law Prof Blog

SEC Files Fraud Charges Against Thompson Consulting

By Securites Lawprof

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The SEC filed an enforcement action against a Salt Lake City investment adviser and three of its principals for making undisclosed high-risk investments that resulted in the near total loss of the assets in two hedge funds managed by the...

Full post as published by Securities Law Prof Blog on March 04, 2008 (boomark / email).

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