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: Securities Law Prof Blog

SEC Enters Preliminary Settlement with Merrill Lynch over ARSs

By Securites Lawprof

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Today the SEC's Division of Enforcement today announced that a preliminary settlement in principle has been reached with Merrill Lynch, Pierce, Fenner & Smith, Inc. (Merrill Lynch) about auction rate securities (ARSs), a day after New York, Massachusetts and NASAA...

Full post as published by Securities Law Prof Blog on August 22, 2008 (boomark / email).

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