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: Securities Law Prof Blog

SEC Charges New Jersey Adviser with Misappropriating Pension Accounts

By Securites Lawprof

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The SEC filed an emergency enforcement action in the federal district court in New Jesey to halt a fraudulent scheme by investment adviser Carlo G. Chiaese and his company, C.G.C. Advisors, LLC. The Commission also charged Chiaese's wife, Micol Chiaese,...

Full post as published by Securities Law Prof Blog on October 05, 2010 (boomark / email).

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