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: Securities Law Prof Blog

SEC Charges Former Broker with Senior Fraud

By Securites Lawprof

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The SEC charged a former broker in South Florida who allegedly defrauded senior citizens and other customers through a variety of abusive sales practices, garnering him more than $700,000 in commissions and fees while causing more than $2.7 million in...

Full post as published by Securities Law Prof Blog on September 22, 2008 (boomark / email).

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