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Academic

: Securities Law Prof Blog

SEC Censures Cornerstone Capital Management

By Securites Lawprof

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The SEC issued anOrder Making Findings and Imposing Remedial Sanctions Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940 (Order) against Cornerstone Capital Management, Inc. (Cornerstone Capital), a registered investment adviser, and its sole principal,...

Full post as published by Securities Law Prof Blog on March 23, 2009 (boomark / email).

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