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: Securities Law Prof Blog

SEC Approves FINRA Rule Limiting Pre-Hearing Motions To Dismiss

By Securites Lawprof

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FINRA announced that the SEC approved an important change FINRA requested to its dispute resolution rules that will significantly reduce the frequency of motions to dismiss arbitration cases before investors have a chance to present their case. The new rule...

Full post as published by Securities Law Prof Blog on January 08, 2009 (boomark / email).

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