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: Securities Law Prof BlogNYSE Posts its Market Surveillance Sweep Letter on Rumors
By Securites Lawprof
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NYSE has posted on its website its and FINRA's Market Surveillance Sweep Letter on Rumors, which asks for an extensive list of documents and other information relating to the firm's compliance policies.Full post as published by Securities Law Prof Blog on July 15, 2008 (boomark / email).
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