ADVERTISEMENT



Google       

Home -> Law Blog Directory -> Academic Blogs -> Securities Law Prof Blog

OR PHONE (866) 635-1838 for Bankruptcy Help, (866) 635-6190 for Divorce,
(866) 635-2689 for Personal Injury or (866) 635-9402 for Criminal Defense

Find a Local Lawyer

Bankruptcy (866) 635-1838
Divorce (866) 635-6190
Personal Injury (866) 635-2689
Criminal Defense (866) 635-9402

Bookmark

Academic

: Securities Law Prof Blog

NASAA Statement on SEC Staff Study on Fiduciary Duty

By Securites Lawprof

ADVERTISEMENTS
NASAA Statement on SEC Study on the Obligations of Brokers, Dealers and Investment Advisers ?The SEC staff recommendation to apply a fiduciary duty to broker-dealers who provide personalized investment advice about securities to retail customers will have a significant positive...

Full post as published by Securities Law Prof Blog on January 24, 2011 (boomark / email).

Bloggers, promote your law blog by nominating your blog for inclusion in USLaw.com's Law Blog Directory and RSS Reader. Benefits described.
Related Law Articles

Torts
Introduction to Torts

Lawsuits and Settlements

Grubb & Ellis
alleging violations of fiduciary duties to shareholders and securities laws.

Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.

Sunwest Management Inc.
allegedly misled residents about staff and daily care.

Restaurant Staff
Win Lawsuit Suit Against Employer for Infiltrating their MySpace Forum

Sun Mar Health Care Inc.
allegedly misrepresented nursing staff levels and training to elderly residents.

Procrit
Associated with Death in Stroke Study

Related Searches

























































































































US Law
#1 Online Legal Resource













Your Blog Subscriptions
Subscribe to blogs

10,000+ Law Job Listings
Lawyer . Police . Paralegal . Etc
Earn a law-related degree
Are you the author of this blog? Adding USLaw.com to your Blogroll increases relevance. You qualify to display a USLaw Network badge.
Suggest changes to this blog's description or nominate another for inclusion. Register for updates.


Practice Area
Zip Code:

Contact a Lawyer Now!






0.0041 secs (from cache 10/31/26 08:01:09)