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: Securities Law Prof Blog

Judge Rejects to Tear Down Firewall between Analysts and Investment Bankers

By Securites Lawprof

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As the Wall St. Journal reported this morning, Judge Pauley, who is responsible for overseeing the 2003 Analysts' Settlement between major securities firms and the SEC that separated the investment banking from the research departments, rejected a modification that would...

Full post as published by Securities Law Prof Blog on March 18, 2010 (boomark / email).

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