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: Securities Law Prof Blog

Initial Reactions to SEC Staff's Study on Fiduciary Duty for Advisers and Brokers

By Securites Lawprof

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For a survey of first opinions on the SEC Staff's Study on Investment Advisers and Broker-Dealers from some key players in the investment adviser and broker-dealer industries, see InvNews, Battle lines drawn after SEC backs fiduciary standard. The title of...

Full post as published by Securities Law Prof Blog on January 24, 2011 (boomark / email).

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