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: Securities Law Prof Blog

Florida Broker Settles SEC Microcap Manipulation Charges

By Securites Lawprof

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The SEC filed a settled complaint against Paul M. Gozzo and PMG Capital, LLC of Jupiter, Florida, alleging that they violated the federal securities laws by manipulating the markets of numerous microcap stocks in 2006 and 2007. The Commission alleges...

Full post as published by Securities Law Prof Blog on March 17, 2009 (boomark / email).

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