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Academic
: Securities Law Prof BlogFINRA Head Addresses Market Reg Issues at SIFMA Seminar
By Securites Lawprof
Full post as published by Securities Law Prof Blog on May 07, 2010 (boomark / email).
Michelin hit with $11.9M verdict for fatal head on crash
Michelin Settles Lawsuit for $11.6 Million
Whole Foods Market Recalls Bulk Hazelnuts
Whole Foods Market Recalls Bulk Hazelnuts
Billion Dollar Ice Market
Probed for Price-Fixing
G&J Gourmet Market Cocoa
Recalled for Possible Melamine Contamination
Apple Inc.
allegedly maintained an illegal monopoly on the digital music market.
Stock Market Losses
alleging bad financial advice and conflicts of interest.

FINRA Warnings: Shouldnt There Be a Rule
FINRA Issues Guidance on Unregistered Resales
FINRA Fines Oppenheimer $4.5 Million for Market Timing
FINRA To Get Tough On Reg D - Private Placement - Offerings Following Investor Complaints
SIFMA Sees Real GDP Growth in 2010
Report Cites Finra Lapses in Fraud Probes







