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Academic
: Securities Law Prof BlogFINRA Fines Trillium Brokerage & Traders for Illegal High Frequency Trading
By Securites Lawprof
Full post as published by Securities Law Prof Blog on September 13, 2010 (boomark / email).
Illegal Immigrant Responsibility and Reform Act of 1996
Explanation of the controversial illegal immigration law
Real Estate Brokers
The role brokersplay
Auction Rate Securities
ARS stocks purchased from a brokerage
Trading Fraud
Former stock trader to pay $55,000 in CFTC settlement.
City of Fargo To Pay for Excessive Traffic Fines
City of Fargo To Pay for Excessive Traffic Fines
LCD Manufacturers
to Pay $585 Million in Price-Fixing Fines
Forest Laboratories Potentially Illegal Marketing
Forest Laboratories Potentially Illegal Marketing
Tollway I-Pass
alleging that users were sent erroneous fines

High Frequency Trading and Goldman Sachs
Unregistered BD Defrauds Day Traders
FINRA Fines Oppenheimer $4.5 Million for Market Timing
FINRA Fines Scottrade $600,000 For Inadequate Surveillance System







