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Academic
: Securities Law Prof BlogFINRA Fines 25 Firms for Breakpoint Failures
By Securites Lawprof
Full post as published by Securities Law Prof Blog on March 23, 2009 (boomark / email).
Whole Foods
And Other Firms Sued by California Attorney General,
City of Fargo To Pay for Excessive Traffic Fines
City of Fargo To Pay for Excessive Traffic Fines
Brown Greer et al.
alleging that the six law firms handling the Vioxx settlement failed to provide money for reimbursements to lien rights of Employee Retirement Income Security Act (ERISA) health plans.
LCD Manufacturers
to Pay $585 Million in Price-Fixing Fines
Tollway I-Pass
alleging that users were sent erroneous fines
19 Washington Cities
Face Traffic Fines Class Action

FINRA, Formerly NASD, Gets Serious About Enforcing Fines
FINRA Fines 19 Firms a Total of $2.8 Million for Inaccurate Advertised Trade Volume Information
FINRA Fines J. P. Morgan Securities $500,000
SEC, FINRA and NASAA Create Senior Investor Initiative
FINRA Fines Citigroup $2 Million for Trade Reporting Violations







