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: Securities Law Prof Blog

FINRA Files Rule Change to Raise Amount in Controversy for Single Arbitrator

By Securites Lawprof

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FINRAis filing with the SEC a proposed rule change to amend NASD Rule 12401 of the Code of Arbitration Procedure for Customer Disputes (?Customer Code?) and NASD Rule 13401 of the Code of Arbitration Procedure for Industry Disputes (?Industry Code?)...

Full post as published by Securities Law Prof Blog on September 19, 2008 (boomark / email).

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