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: Securities Law Prof Blog

FINRA Files Revised Discovery Guide with SEC

By Securites Lawprof

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FINRA recently filed with the SEC its proposed new Discovery Guide which includes new Document Production Lists. This revision of the Discovery Guide has been a long time in the works and is the product of much discussion among FINRA...

Full post as published by Securities Law Prof Blog on July 19, 2010 (boomark / email).

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