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: Securities Law Prof Blog

Coates on Mutual Fund Reform

By Securites Lawprof

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Reforming the Taxation and Regulation of Mutual Funds: A Comparative Legal and Economic Analysis, by John C. Coates IV, Harvard Law School, was recently posted on SSRN. Here is the abstract: Most Americans invest through mutual funds. A comparison of...

Full post as published by Securities Law Prof Blog on December 14, 2008 (boomark / email).

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Lawsuits and Settlements

Mutual Fund Losses
alleging financial advisors breached fiduciary duties by not looking out for investors best interests.

The Reserve Fund's Primary Fund
401(k) / ERISA Stock Fraud

The Reserve Fund's Primary Fund
RFIXX

Texas, USA
alleging the Medical Malpractice and Tort Reform Act of 2003 violates several provisions of the Constitution.

Washington Mutual Bank Collapse
May File for Bankruptcy

Northwestern Mutual
Settles Class Action for $92 Million

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