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: Securities Law Prof Blog

Alexander & Wade Sanctioned for Section 5 Violations

By Securites Lawprof

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Alexander & Wade, Inc. (AWI), has been ordered to cease and desist from violations of the registration provisions of the securities laws and to disgorge $2,866,375 of ill-gotten gains. From 2002 to 2005, AWI advised and guided several microcap issuers...

Full post as published by Securities Law Prof Blog on October 16, 2008 (boomark / email).

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