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Academic
: Securities Law Prof BlogMorley on the Origins of Investment Management Regulation
By Securites Lawprof
Full post as published by Securities Law Prof Blog on February 20, 2011 (boomark / email).
Foreign Investment and National Security Act of 2007
Strengthens examination requirements of the Committee on Foreign Investment in the United States
American Equity Investment Life
Settles Class Action
Developer Investment
Raffaello Follieri agrees to $12 million joint venture settlement.
Rothschild Investment
$28,000 settlement reached in securities lawsuit.
Elderly Annuities
American Equity Investment Life Insurance Co. allots $125 million in insurance malpractice refunds.
Petroleum Mishaps
BP settles $9.75 million mis-management suit.
Sunwest Management Inc.
allegedly misled residents about staff and daily care.

Morley and Curtis on Jones v. Harris
Creating a Dynamic Investment Management Regulatory Scheme
Proposed New European Regulation of Investment Funds
SEC Says Investment Management Firm Swindled Millions
Moves in Investment Management Practices Continue with Lateral to Pepper Hamilton







