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: Securities Law Prof Blog

SROs Warn Against Intentionally Spreading False Rumors

By Securites Lawprof

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An interesting warning from the SROs, presumably directed at abusive short-sellers: The Financial Industry Regulatory Authority (FINRA), NYSE Regulation, Inc., and participants of the Options Regulatory Surveillance Authority (ORSA), the self-regulatory organizations primarily responsible for surveillance of trading in the...

Full post as published by Securities Law Prof Blog on April 01, 2008 (boomark / email).

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