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Corporate & Securities Law

: The 10b-5 Daily

Waking the Tiger

By Lyle Roberts

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Item 303(a) of Regulation S-K, which requires issuers to disclose known trends or events "reasonably likely" to have a material effect on operations, capital, and liquidity, has been referred to as the "sleeping tiger" of securities litigation. Item 303(a) certainly...

Full post as published by The 10b-5 Daily on February 18, 2011 (boomark / email).

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