International Law

Compliance Training and Procedure Reviews

By David Jacobson

Significant legal and compliance changes over the last 12 months mean that it’s critical to ensure that your procedures have been updated and your staff has been adequately trained.

If you have an Australian Financial Services Licence or an Australian Credit Licence minimum annual training for staff is a mandatory licence condfition.

Langes+ offers practical training focussing on essential compliance issues.

We can either attend your offices anywhere in Australia or set up a program at an off-site facility.

Areas of law include:

• Banking, consumer credit and financial services law
• Mergers and acquisitions
• Corporate governance and directors’ duties
• Advertising law
• Website and online financial services compliance
• Anti-Money Laundering Law
• Privacy law
• Consumer protection (formerly trade practices) law
• Workplace relations law

Examples of our training programs include:

• Education packages for new board members, management or front-line staff
• Risk management
• Responsible officer training
• Effective AGM’s and Board Meetings
• Designing a product development system
• Policy Development
• Compliance officer training
• Designing compliance systems
• Auditing compliance systems
• Corporate Governance Update
• Financial Services Regulatory update (Privacy, Credit Code, FSR)
• Consumer Protection Compliance training
• Ecommerce regulation and IT governance

Call your local Langes office to discuss your requirements.

Full post as published by Australian Regulatory Compliance Review on December 29, 2010 (boomark / email).