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International Law

: Australian Regulatory Compliance Review

ASX-listed company trading policies

By David Jacobson

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New ASX Listing Rules requiring a listed company to have a trading policy that complies with ASX listing rules 12.9, 12.10 and 12.12 come into force on 1 January 2011.

The ASX has published a Guidance Note to assist listed entities to comply with their obligations.

Listing rule 12.12 includes a requirement that an entity?s trading policy specify fixed periods when its key management personnel are prohibited from trading in the entity?s securities.

Full post as published by Australian Regulatory Compliance Review on December 29, 2010 (boomark / email).

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